Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Feb 2023)
    • SMF3 Executive Director (10 Feb 2023 to 29 Mar 2023)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 20 Feb 2023)
    • CF30 Customer (19 Oct 2018 to 30 Nov 2018)
    • [FCA CF] Manager of certification employee (since 21 Feb 2023)
    • [FCA CF] Client dealing (since 8 Feb 2021)
    • SMF3 Executive Director (10 Feb 2023 to 29 Mar 2023)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 20 Feb 2023)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (24 Jan 2017 to 17 Nov 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (9 Jul 2015 to 31 May 2018)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (6 Apr 2009 to 23 May 2013)
    • CF30 Customer (1 Nov 2007 to 23 May 2013)
    • CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (6 Apr 2009 to 23 May 2013)
    • CF30 Customer (1 Nov 2007 to 23 May 2013)
    • CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (6 Apr 2009 to 23 May 2013)
    • CF30 Customer (1 Nov 2007 to 23 May 2013)
    • CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (6 Apr 2009 to 23 May 2013)
    • CF30 Customer (1 Nov 2007 to 23 May 2013)
    • CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.