Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Manager of certification employee (since 21 Feb 2023)
- SMF3 Executive Director (10 Feb 2023 to 29 Mar 2023)
- [FCA CF] Manager of certification employee (8 Feb 2021 to 20 Feb 2023)
- CF30 Customer (19 Oct 2018 to 30 Nov 2018)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Manager of certification employee (since 21 Feb 2023)
- [FCA CF] Client dealing (since 8 Feb 2021)
- SMF3 Executive Director (10 Feb 2023 to 29 Mar 2023)
- [FCA CF] Manager of certification employee (8 Feb 2021 to 20 Feb 2023)
- CF30 Customer (19 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (24 Jan 2017 to 17 Nov 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)
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- CF30 Customer (9 Jul 2015 to 31 May 2018)
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- CF29 Significant management (6 Apr 2009 to 23 May 2013)
- CF30 Customer (1 Nov 2007 to 23 May 2013)
- CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
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- CF29 Significant management (6 Apr 2009 to 23 May 2013)
- CF30 Customer (1 Nov 2007 to 23 May 2013)
- CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
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- CF29 Significant management (6 Apr 2009 to 23 May 2013)
- CF30 Customer (1 Nov 2007 to 23 May 2013)
- CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
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- CF29 Significant management (6 Apr 2009 to 23 May 2013)
- CF30 Customer (1 Nov 2007 to 23 May 2013)
- CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.