Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Feb 2022)
    • CF30 Customer (since 4 Feb 2022)
    • (5)Employed By (since 4 Feb 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (5 Oct 2021 to 31 Dec 2021)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • CF30 Customer (11 May 2011 to 21 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.