Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (30 Jun 2020 to 31 Dec 2025)
- SMF10 Chair of the Risk Committee (30 Jun 2020 to 31 Dec 2025)
- SMF4 Chief Risk (9 Dec 2019 to 31 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- CF1 Director (5 Aug 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Aug 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.