Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (29 Jun 2021 to 15 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 15 Mar 2024)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2006 to 3 Nov 2006)
  • Barden Wealth Management (no longer approved here)

    FRN 452996

    • Employed By (7 Nov 2006 to 15 Mar 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 16 Nov 2004)
    • CF21 Investment Adviser (13 Mar 2002 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.