Joshua Underwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2022)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jul 2022)
    • CF30 Customer (10 May 2018 to 20 Jul 2022)
  • Wetherall's Ltd (no longer approved here)

    FRN 646605

    • Employed By (10 May 2018 to 20 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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