Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2024)
    • CF4 Partner (AR) (since 14 Mar 2024)
    • CF30 Customer (since 14 Mar 2024)
    • (2)Employed By (since 14 Mar 2024)
  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2024)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (11 May 2018 to 12 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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