Joshua Robert Oliphant

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OneFamily Advice Limited (no longer approved here)
FRN 783577
- [FCA CF] Functions requiring qualifications (22 Aug 2022 to 21 Nov 2022)
Equity Release Associates Limited (no longer approved here)
FRN 932793
- [FCA CF] Functions requiring qualifications (30 May 2022 to 27 Jul 2022)
Age Partnership Limited (no longer approved here)
FRN 425432
- [FCA CF] Functions requiring qualifications (18 Oct 2021 to 20 May 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (19 May 2021 to 18 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.