Joshua Patrick Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 11 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (21 Dec 2022 to 19 Feb 2024)
    • CF30 Customer (14 Nov 2022 to 19 Feb 2024)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (21)Employed By (14 Nov 2022 to 19 Feb 2024)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (23 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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