Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Mar 2020 to 12 Jul 2023)
- [FCA CF] Client dealing (1 Mar 2020 to 12 Jul 2023)
- [FCA CF] Manager of certification employee (1 Mar 2020 to 12 Jul 2023)
- [FCA CF] Material risk taker (1 Mar 2020 to 12 Jul 2023)
- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (18 Jul 2003 to 31 Oct 2007)
- CF26 Customer Trading (18 Jul 2003 to 12 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.