Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
- CF30 Customer (since 13 May 2024)
- CF1 Director (AR) (since 13 May 2024)
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Wealth Doctor Financial Planning Ltd
FRN 625181
- Employed By (since 15 Apr 2016)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2024)
- CF1 Director (AR) (16 Sep 2019 to 24 May 2024)
- CF30 Customer (15 Apr 2016 to 24 May 2024)
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- CF30 Customer (27 May 2014 to 31 Jan 2016)
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- CF30 Customer (2 Jan 2013 to 7 May 2014)
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- (34)Employed By (2 Jan 2013 to 7 May 2014)
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- CF30 Customer (7 Oct 2011 to 14 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Financial Planning For Professionals Limited
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controlled function added: (34)Employed By at Financial Planning For Professionals Limited