Joshua Leggate

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 26 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 13 Feb 2023)
  • Kevin Gardner

    FRN 755787

    • (2)Employed By (since 26 Apr 2023)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Client dealing (21 Jul 2022 to 2 Dec 2022)
    • [FCA CF] Functions requiring qualifications (21 Jul 2022 to 2 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.