Joshua James Lowe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambourne Financial Planning Limited

    FRN 225183

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Feb 2024 to 13 Sep 2024)
    • CF30 Customer (6 Feb 2024 to 13 Sep 2024)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (38)Employed By (6 Feb 2024 to 13 Sep 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (4 May 2018 to 12 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.