Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Sep 2018)
    • Responsible for Insurance Mediation (21 Sep 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (21 Sep 2018 to 8 Dec 2019)
    • CF1 Director (21 Sep 2018 to 8 Dec 2019)
  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (AR) (1 Dec 2016 to 11 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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