Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 4 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (7 Jul 2022 to 2 Aug 2024)
- CF30 Customer (13 Apr 2022 to 2 Aug 2024)
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- Employed By (13 Apr 2022 to 2 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (6 May 2020 to 31 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
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