Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
    • [FCA CF] Manager of certification employee (since 24 Jan 2025)
    • [FCA CF] Material risk taker (since 24 Jan 2025)
    • [FCA CF] Significant management (since 24 Jan 2025)
    • [FCA CF] Client dealing (since 24 Jan 2025)
    • [FCA CF] Significant management (since 24 Jan 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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