Joshua Hooker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlueCrest Capital Management (UK) LLP

    FRN 515304

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Mar 2020 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Mar 2020 to 31 Jul 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2020)
    • CF30 Customer (5 Feb 2010 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Dec 2008 to 9 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.