Joshua George William Woods

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
  • JPA Financial Planning Limited (no longer approved here)

    FRN 999473

    • (2)Employed By (23 Jul 2025 to 6 Nov 2025)
  • PD Private Client Associates Ltd (no longer approved here)

    FRN 991909

    • (4)Employed By (9 May 2024 to 6 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2025)
    • CF30 Customer (13 Mar 2018 to 6 Nov 2025)
  • Form Financial Clarity Limited (no longer approved here)

    FRN 444102

    • (3)Employed By (13 Mar 2018 to 6 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.