Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2022)
    • [FCA CF] Client dealing (since 23 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2020 to 22 Mar 2022)
    • CF30 Customer (31 Jan 2020 to 22 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.