Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 17 Aug 2023)
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- [FCA CF] Client dealing (1 Nov 2021 to 20 Jul 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 6 May 2021)
- CF30 Customer (19 Mar 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 6 May 2021)
- CF30 Customer (19 Mar 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 6 May 2021)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.