Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Jan 2021 to 24 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (25 Jan 2021 to 24 Feb 2023)
- [PRA CF] Managing a material risk taker (25 Jan 2021 to 24 Feb 2023)
- [FCA CF] Manager of certification employee (31 Jan 2019 to 25 Jan 2021)
- [FCA CF] Client dealing (6 Jun 2016 to 24 Feb 2023)
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- CF30 Customer (28 Jan 2015 to 12 Jan 2016)
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- CF30 Customer (4 Nov 2013 to 15 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 17 Jan 2011)
- CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
- CF26 Customer Trading (19 Jan 2005 to 18 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.