Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Mar 2021 to 3 Aug 2022)
    • [FCA CF] Client dealing (24 Jul 2017 to 3 Aug 2022)
    • CF30 Customer (20 Nov 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Mar 2021 to 3 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2019 to 3 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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