Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 11 Jan 2021)
    • SMF3 Executive Director (since 11 Jan 2021)
    • SMF16 Compliance Oversight (since 11 Jan 2021)
    • Responsibility for MCD Intermediation (since 11 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (15 Jul 2024 to 3 May 2025)
  • Zenith Group Wealth Management Ltd (no longer approved here)

    FRN 1015293

    • Employed By (15 Jul 2024 to 3 May 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2021)
    • CF1 Director (AR) (3 Apr 2019 to 11 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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