Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 3 Nov 2025)
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- [FCA CF] Client dealing (1 Nov 2022 to 31 Dec 2024)
- [FCA CF] Material risk taker (1 Nov 2022 to 31 Dec 2024)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Oct 2022)
- CF29 Significant management (28 Nov 2011 to 6 Mar 2016)
- CF30 Customer (21 Sep 2009 to 6 Mar 2016)
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- [FCA CF] Material risk taker (1 Nov 2022 to 31 Dec 2024)
- [FCA CF] Client dealing (1 Nov 2022 to 31 Dec 2024)
- SMF22 Other Local Responsibility (7 Mar 2016 to 31 Oct 2022)
- CF29 Significant management (28 Nov 2011 to 6 Mar 2016)
- CF30 Customer (21 Sep 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.