Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2026)
    • CF1 Director (AR) (since 23 Mar 2026)
    • Employed By (since 23 Mar 2026)
  • ELM TREE FINANCIAL SERVICES LTD (no longer approved here)

    FRN 511619

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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