Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 27 Mar 2025)
    • CF30 Customer (since 26 Mar 2025)
    • (197)Employed By (since 26 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Aug 2023 to 25 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (5 Jun 2023 to 25 Oct 2024)
  • Enver Wealth Management Limited (no longer approved here)

    FRN 695284

    • (7)Employed By (3 Aug 2023 to 25 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.