Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mirabaud & Cie (Europe) S.A. (UK branch)
FRN 984831
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
- [FCA CF] Client dealing (since 10 Jul 2023)
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- [FCA CF] Material risk taker (23 Sep 2021 to 3 Dec 2021)
- [FCA CF] Functions requiring qualifications (23 Sep 2021 to 3 Dec 2021)
- [FCA CF] Client dealing (23 Sep 2021 to 3 Dec 2021)
- [FCA CF] Significant management (23 Sep 2021 to 3 Dec 2021)
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- CF30 Customer (6 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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