Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
  • Voyager Asset Management Ltd (no longer approved here)

    FRN 917243

    • [FCA CF] Material risk taker (23 Sep 2021 to 3 Dec 2021)
    • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 3 Dec 2021)
    • [FCA CF] Client dealing (23 Sep 2021 to 3 Dec 2021)
    • [FCA CF] Significant management (23 Sep 2021 to 3 Dec 2021)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.