Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 15 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jan 2025)
    • CF4 Partner (25 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.