Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BATH & WEST MORTGAGES LTD
FRN 969461
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 7 Nov 2022)
- SMF3 Executive Director (since 7 Nov 2022)
- Responsibility for MCD Intermediation (since 7 Nov 2022)
- Responsible for Insurance Distribution (since 7 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
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- [FCA CF] Functions requiring qualifications (14 Oct 2022 to 7 Nov 2022)
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- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 7 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.