Joseph Wadsted

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finsgate LLP

    FRN 522649

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 21 Dec 2023)
    • CF30 Customer (since 21 Dec 2023)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
    • Responsible for Insurance Distribution (since 21 Jul 2022)
    • SMF16 Compliance Oversight (since 21 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2022)
    • SMF27 Partner (since 21 Jul 2022)
  • Surrey Hills Wealth Management Limited

    FRN 1006436

    • (1)Employed By (since 21 Dec 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (26 Apr 2021 to 31 May 2022)
    • [FCA CF] Client dealing (26 Apr 2021 to 31 May 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
    • CF30 Customer (9 Aug 2018 to 11 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (492)Employed By (9 Aug 2018 to 11 Apr 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (10 Nov 2017 to 6 Aug 2018)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (13)Employed By (10 Nov 2017 to 6 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 May 2014 to 8 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Surrey Hills Wealth Management Limited

  2. controlled function added: (1)Employed By at Surrey Hills Wealth Management Limited