Joseph Stephen O'Halloran

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (27 Apr 2021 to 31 Jul 2022)
    • [FCA CF] Functions requiring qualifications (27 Apr 2021 to 31 Jul 2022)
    • [FCA CF] Manager of certification employee (27 Apr 2021 to 6 Feb 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.