Joseph Smart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD.

    FRN 466588

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (7 Dec 2023 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (7 Dec 2023 to 28 Jul 2025)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (28 Jan 2022 to 27 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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