Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 13 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Dec 2021)
    • SMF3 Executive Director (since 23 Mar 2020)
    • CF28 Systems and controls (30 Jul 2019 to 8 Dec 2019)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF4 Partner (7 Jul 2015 to 19 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.