Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (7 Mar 2016 to 31 Oct 2018)
- CF28 Systems and controls (1 Nov 2007 to 6 Nov 2015)
- CF3 Chief Executive (1 Jan 2005 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Jan 2005 to 31 Oct 2007)
- CF1 Director (1 Aug 2004 to 6 Mar 2016)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.