Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (6 Oct 2022 to 1 Sep 2023)
    • [PRA CF] Managing a material risk taker (25 May 2016 to 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2016 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (25 May 2016 to 5 Apr 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (6 Oct 2022 to 1 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Apr 2022)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 15 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.