Joseph Peter Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (3 Dec 2012 to 31 Oct 2013)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (20 Apr 2009 to 20 Nov 2012)
    • CF4 Partner (20 Apr 2009 to 20 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.