Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Manager of certification employee (6 Mar 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (1 Dec 2021 to 31 Mar 2025)
    • CF30 Customer (13 Jun 2008 to 6 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
    • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2002)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (6 Mar 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (1 Dec 2021 to 31 Mar 2025)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (23 Oct 2012 to 31 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.