Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (9 Jan 2008 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (22 Jul 2003 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.