Joseph Norman Anthony McClarence

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Emerald Financial Associates Ltd (no longer approved here)
FRN 476438
- (8)Employed By (2 Nov 2020 to 24 Dec 2021)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Dec 2021)
- CF1 Director (AR) (15 Jun 2015 to 20 Nov 2020)
- CF30 Customer (15 Jun 2015 to 24 Dec 2021)
McClarence Financial Ltd (no longer approved here)
FRN 225260
- (1)Employed By (9 Jun 2003 to 24 Dec 2021)
Joseph McClarence Financial Planning 1972 (no longer approved here)
FRN 173359
- (1)Employed By (1 Oct 1998 to 29 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.