Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 8 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (since 31 May 2019)
    • [PRA CF] Managing a material risk taker (since 31 May 2019)
    • [FCA CF] Client dealing (since 8 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (12 Mar 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (12 Mar 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 12 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.