Joseph Nagae

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PJT Partners (UK) Limited
FRN 678983
- [FCA CF] Material risk taker (since 31 Jul 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2015 to 8 Dec 2019)
Blackstone Europe LLP (no longer approved here)
FRN 520839
- CF30 Customer (19 Jun 2012 to 1 Oct 2015)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (23 Oct 2009 to 30 Mar 2012)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- CF23 Corporate Finance Adviser (29 Nov 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.