Joseph Mouawad

• HSBC UK Bank Plc

  FRN 765112

  • [PRA CF] Managing a material risk taker (since 16 Apr 2026)
  • [FCA CF] Manager of certification employee (since 30 Mar 2026)
• HSBC Bank Plc

  FRN 114216

  • [FCA CF] Client dealing (since 20 Jun 2025)
  • [FCA CF] Manager of certification employee (since 20 Jun 2025)
• Caxton Associates LLP (no longer approved here)

  FRN 504390

  • CF30 Customer (13 May 2013 to 6 Jan 2015)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • CF30 Customer (14 Jul 2008 to 15 Feb 2013)
• J.P. Morgan Markets Limited (no longer approved here)

  FRN 114031

  • CF30 Customer (2 Jun 2008 to 30 Jun 2008)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (7 Jun 2007 to 31 Oct 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (7 Jun 2007 to 31 Oct 2007)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF21 Investment Adviser (14 Nov 2006 to 11 May 2007)

No changes recorded yet.