Joseph Molloy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Client dealing (19 Jun 2020 to 18 Jun 2025)
- [FCA CF] Manager of certification employee (19 Jun 2020 to 18 Jun 2025)
- CF30 Customer (21 May 2015 to 8 Dec 2019)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (20 Jan 2010 to 13 Feb 2015)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (1 Nov 2007 to 16 Nov 2009)
- CF27 Investment Management (9 Jan 2007 to 31 Oct 2007)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF27 Investment Management (15 Oct 2003 to 7 Sep 2006)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- CF27 Investment Management (1 Dec 2001 to 25 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.