Joseph McLoughlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 12 Feb 2026)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (20 Oct 2016 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 5 Oct 2016)
    • CF27 Investment Management (23 May 2002 to 31 Oct 2007)

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