Joseph McConnell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Material risk taker (since 29 Sep 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (10 Jul 2003 to 14 Nov 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (10 Jul 2003 to 14 Nov 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF27 Investment Management (14 Nov 2003 to 31 Oct 2007)
    • CF26 Customer Trading (10 Jul 2003 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.