Joseph McCann

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mack Financial Services Limited
FRN 835487
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 9 Aug 2019)
- Responsible for Insurance Distribution (since 9 Aug 2019)
- CF11 Money Laundering Reporting (9 Aug 2019 to 5 Sep 2019)
- CF1 Director (9 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Aug 2019 to 5 Sep 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.