Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
-
- CF30 Customer (11 Jul 2016 to 23 Jan 2017)
-
- CF30 Customer (23 Jan 2015 to 6 Mar 2016)
-
- (9)Employed By (3 Oct 2014 to 30 Nov 2014)
-
- CF30 Customer (26 Jun 2013 to 30 Nov 2014)
-
- CF30 Customer (28 Jan 2009 to 14 Jun 2013)
-
- CF30 Customer (1 Nov 2007 to 14 Jan 2009)
- CF22 Investment Adviser (Trainee) (10 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (9)Employed By at The Mortgage Centre (Home Counties) Limited