Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • [FCA CF] Client dealing (1 Jan 2024 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Jan 2024 to 28 Feb 2026)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (5 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (5 Jan 2023 to 31 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2020 to 31 Oct 2022)
    • CF30 Customer (14 Apr 2020 to 31 Oct 2022)
  • DJS Wealth Adviser LLP (no longer approved here)

    FRN 515323

    • (2)Employed By (14 Apr 2020 to 31 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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