Joseph Liam Quigley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QT Financial Ltd

    FRN 913094

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • SMF16 Compliance Oversight (since 19 Mar 2020)
    • SMF3 Executive Director (since 19 Mar 2020)
    • Responsibility for MCD Intermediation (since 19 Mar 2020)
    • Responsible for Insurance Distribution (since 19 Mar 2020)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (17 Feb 2005 to 13 Mar 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (20 May 2004 to 4 Feb 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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