Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (2)Employed By (12 Jan 2024 to 28 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2025)
- CF30 Customer (1 Nov 2007 to 28 Feb 2025)
- CF7 Sole Trader (AR) (20 Jun 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (5)Employed By (1 Dec 2001 to 28 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ALM Financial Ltd
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controlled function added: (2)Employed By at ALM Financial Ltd