Joseph John Ferns

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TCF Financial Planning Limited

    FRN 574501

    • (7)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (8)[FCA CF] Functions requiring qualifications (16 Mar 2021 to 30 Mar 2026)
    • (6)SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • (5)Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2026)
    • (3)Responsibility for MCD Intermediation (21 Mar 2016 to 30 Mar 2026)
    • (9)CF1 Director (5 Oct 2012 to 8 Dec 2019)
    • (4)Responsible for Insurance Mediation (5 Oct 2012 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (29 Dec 2011 to 5 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Responsibility for MCD Intermediation at TCF Financial Planning Limited

  2. controlled function removed: Responsible for Insurance Distribution at TCF Financial Planning Limited

  3. controlled function removed: SMF3 Executive Director at TCF Financial Planning Limited

  4. controlled function removed: [FCA CF] Functions requiring qualifications at TCF Financial Planning Limited

  5. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at TCF Financial Planning Limited

  6. controlled function added: (3)Responsibility for MCD Intermediation at TCF Financial Planning Limited

  7. controlled function added: (4)Responsible for Insurance Mediation at TCF Financial Planning Limited

  8. controlled function added: (5)Responsible for Insurance Distribution at TCF Financial Planning Limited

  9. controlled function added: (6)SMF3 Executive Director at TCF Financial Planning Limited

  10. controlled function added: (7)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at TCF Financial Planning Limited

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